AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
ncarol.com/10215124

SAINT PETERSBURG, Fla. - ncarol.com -- AdvisorVault, the experts in 17a-4 data archiving, partner with Compliant Workspace to help FINRA firms get on Microsoft 365.

Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.

Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.

More on ncarol.com

• New 2025–2026 Energy Rebates: Squeaks Services Explains How to Qualify
• CCHR's New Documentary Prescription for Violence Highlights Overlooked Safety Warnings
• Men's Health Network Announces a New Feature to Support the Well-Being of Men When and Where They Are through Text Alerts
• Comp-U-Floor Unveils Powerful New Commercial Module
• Revenue Optics Announces the Appointment of Sonal Chowdhury as Senior Manager – Strategic Operations

"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.

About Compliant Workspace

Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.

About AdvisorVault

AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.

To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now